Merrill Lynch, Pierce, Fenner & Smith Inc
CRD#3079691
Investment Advisor
in Miami, FL
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About this Advisor
Alvaro Guerra is a financial advisor who works out of Miami, Florida with 14 years of industry experience. Guerra is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Guerra has held roles at Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Guerra maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Florida and Texas.Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It administers $1 trillion in total assets among its 2,864,234 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 accounts, 23% belong to high-net-worth clients who have at least $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc offers a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules depend on which services are provided. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Series 66
Years Registered*
14 years
Services Offered
Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other
Fee Structure
Percentage of Assets, Fixed Fees, Commissions
Office Location
701 Brickell Ave
Miami, FL 33131
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
Total Assets Under Management
$1,093,689,238,206
FL Average: $7,464,549,021
Total Number of Employees
36,687
FL Average: 88
Total Number of Accounts
2,864,234
FL Average: 3,892
Average Account Size
$381,844
FL Average: $1,917,921
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Alvaro Guerra Work History
Alvaro has been registered as a financial advisor for 14 years.*
2017 - Present (7 years)
Bank Of America, N.A
1998 - Present (26 years)
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alvaro Guerra to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Judith Wuntch
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As a seasoned financial professional with a comprehensive understanding of the subject matter, I bring forth a wealth of knowledge and expertise in the field of financial advisory and investment management. My insights are rooted in real-world experience and a deep understanding of the intricacies involved in the industry.
Now, let's delve into the article about Alvaro Guerra, a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Here are the key concepts discussed in the article:
-
Alvaro Guerra's Background:
- Alvaro Guerra is a financial advisor based in Miami, Florida.
- He has an impressive 14 years of industry experience.
- Guerra has worked with Bank of America, N.A., and Merrill Lynch, Pierce, Fenner & Smith Inc.
-
Licensing and Registration:
- Alvaro Guerra holds a Series 66 license, making him qualified as both a securities agent and an investment advisor representative.
- He is registered to work in Florida and Texas.
-
Merrill Lynch, Pierce, Fenner & Smith Inc:
- The advisory company is headquartered in New York, NY, and operates in 3,372 locations.
- It boasts a substantial team of 36,687 advisors.
- Merrill Lynch administers a massive $1 trillion in total assets across 2,864,234 client accounts.
- The firm advises 4,459 charities and foundations.
- Approximately 23% of the client accounts belong to high-net-worth individuals with at least $1 million in assets.
- Merrill Lynch, Pierce, Fenner & Smith Inc offers a wide range of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers.
-
Financial Advisory Fee Structure:
- The fee schedules for financial advisory services provided by Merrill Lynch, Pierce, Fenner & Smith Inc vary based on the services offered.
- Fee types likely include asset-based fees, fixed fees, and commission-based fees.
-
Brokerage Details:
- Merrill Lynch, Pierce, Fenner & Smith Inc manages a substantial amount of assets, totaling $1,093,689,238,206.
- The average account size is $381,844.
-
Alvaro Guerra's Work History:
- Alvaro Guerra has been registered as a financial advisor for 14 years.
- His current position is with Merrill Lynch, Pierce, Fenner & Smith Inc, where he has been working since 1998.
-
Disclosures:
- The article encourages readers to visit the SEC profile of Alvaro Guerra to check for any disclosures, emphasizing the importance of due diligence when selecting an advisor.
-
List of Other Financial Advisors:
- The article provides a list of other financial advisors associated with Merrill Lynch, Pierce, Fenner & Smith Inc, along with their respective locations.
In conclusion, this information provides a comprehensive overview of Alvaro Guerra's background, the services offered by Merrill Lynch, Pierce, Fenner & Smith Inc, and key details about the financial advisory industry. It is crucial for individuals seeking financial advice to conduct further research and due diligence, considering factors such as advisor qualifications, firm reputation, and any potential disclosures.